Due Diligence Solutions : Exceeding Clients Expectations

Since their inception, Due Diligence Solutions has specialised in helping IFA/Firms complete their platform and DFM due diligence review and report to meet the regulators requirements. Going into further detail about the firm and the services they provide, Tony begins by informing us of the specific areas Due Diligence Solutions specialises within, highlighting the process the business takes when working with a new client.

“At Due Diligence Solutions, we will complete a thorough review of your business and platform/DFM requirements and then produce a bespoke report covering all aspects of the due diligence. The report made will include a detailed audit trail, before arriving at a shortlist of platforms/ DFM’s that best support your client and investment proposition.”

Over the years, at Due Diligence Solutions led by Tony Peters and Liz Peters, have accumulated exceptional success within their respective industry and are now supported by a small administration team. They are committed to maintaining all the IP and data on the platforms and DFM’s and the pair use this to ensure that they are able to deliver a service which achieves their clients’ desired outcome. Whilst on the topic of the firm’s overall success, Tony is keen to highlight some of the qualities which he believes are an essential factor into how Due Diligence Solutions has been able to expand so rapidly over the years.

“Here at Due Diligence Solutions, we offer a truly independent service and tailor every report to meet the particular requirements of the firm that we are dealing with. Throughout the years, we have worked with, sole-traders, nationals, networks and wealth managers from across the industry. Today, the majority of our new business is received through referrals and from seminar presentations.”

Looking ahead to what the future holds for the firm, Due Diligence Solutions will continue to deliver an impeccable service to their clients, ensuring that they not only fulfil their requirements but also surpass their expectations. Bringing the interview to a close, Tony signs off by revealing the exciting plans which lie in the pipeline for the firm, touching on their hopes to improve their process.

“For over 20 years, I was an adviser and later an AR principal until six years ago when I set up this business. As a result, it has provided me with a strong working knowledge of the challenges and demands placed on financial advisers and firms.

“Moving forward, we are planning a few seminars across the UK and maintaining our existing client bank by leading the market in this specialised area for advisory firms.”